How CIMS can help you improve compliance for your insider processes
Centralised insider management
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- Track all insider information
- Create deal-specific and permanent insider lists
- Create confidential/restricted lists
- Record Insider consent and acceptance of policies
- Bulk import insider lists
Communicate at a moment's notice
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- Automated email communication
- Customisable email and on-screen text templates
- Insider status notifications
- Insider trading window / closed periods notifications
Stay ahead of reporting requirements
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- Correct report templates for submitting insider lists
- UTC conversion
- Versioning of insider lists
- Extended suite of exportable reports
- Storage of data for 5 years
Enable insiders to work effectively
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Using the Insider Portal, insiders will be able to:
- Review and update their data
- View their insider status
- Digitally accept inclusion on an insider list
- Digitally view and accept policy documents
- Access historical and current documents
- View trading windows
- Record trade transactions
- View other insiders on the same project
- Choose their preferred language
Manage closed periods
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- Manage trading windows and blackout periods
- Automatic notification of upcoming closed periods/trading windows
- Notification when the closed period is over
- Ability to exclude groups/causes/people from the closed period/trading window
- On-screen notification of closed period/trading window in the Insider Portal
Easy-to-use compliance dashboards
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- Manage compliance levels from one area
- View and action compliance alerts from the home page
- Easy visibility of active insiders and projects
- Easily monitor acceptance of documents and inclusions on insider lists
Security
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- Two Factor Authentication for Administrators
- Secure servers
- Request access to Audit Trail
Accessible training and support
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- In-app access to Communities site
- Comprehensive User Guides and Release Notes
- Hosted training
- Access to knowledgeable Support team
Consent to deal module
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- Automatic notification of upcoming closed periods/trading windows
- Request permission to deal and view approval/rejections via the Insider Portal
- Approve dealing requests via the Administrator site
- Record post-trade information and transactions on both the Insider Portal and the Administrator site
Multiple supported languages
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Administrator site, Insider Portal, and Documentation fully support:
- English
- French
- German
- Spanish
- Danish
- Swedish
- Finnish
Find out more about CIMS
Discover how to manage your insiders and stay compliant with the Market Abuse Regulation.
Mitigating risk factors for the Market Abuse Regulation
We've identified six challenges for you to consider.
Useful links
Learn more about the Market Abuse Regulation
a. European Securities and Markets Authority (europa.eu)
Learn how CIMS helps you manage your insiders and stay on top of MAR requirements
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